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Journal of Clinical Oncology, Vol 22, No 14 (July 15), 2004: pp. 2877-2884 © 2004 American Society of Clinical Oncology. DOI: 10.1200/JCO.2004.07.073 Central Nervous System Atypical Teratoid/Rhabdoid Tumor: Results of Therapy in Children Enrolled in a RegistryFrom the Department of Pediatric Hematology/Oncology, The Childrens Hospital, The Cleveland Clinic, Cleveland, OH; Department of Pathology/NeuroPathology, Johns Hopkins Hospital, Baltimore, MD; Department of Hematology/Oncology, Hassenfeld Childrens Center, New York University Medical Center, New York, NY; Division of Neurology Research, Department of Pathology, and Division of Genetics Childrens Hospital of Philadelphia, Philadelphia, PA; Division of Anatomic Pathology, Mayo Clinic, Rochester, MN; Department of Hematology/Oncology, Christiana Care Health Services/A.I. duPont Institute, Wilmington, DE Address reprint requests to Joanne M. Hilden, MD, Department of Pediatric Hematology/Oncology, The Childrens Hospital, The Cleveland Clinic, 9500 Euclid Ave, Desk S20, Cleveland, OH 44195; e-mail: hildenj{at}ccf.org
PURPOSE: Atypical teratoid/rhabdoid tumor (AT/RT) of the CNS is an extremely rare and aggressive tumor of early childhood. The poor outcome with conventional infant brain tumor therapy has resulted in a lack of clear treatment guidelines. A registry has been established to create an outcomes database and to facilitate biology studies for this tumor. MATERIALS AND METHODS: A standardized data sheet was provided to treating physicians listing the reports that were to be sent to the registry for abstraction. Follow-up information was sought twice yearly. RESULTS: Information was complete for 42 patients. Median age at diagnosis was 24 months. Nine patients (21%) had disseminated disease at diagnosis. Sixteen tumors were infratentorial; 26 were supratentorial. Twenty patients (48%) received a primary complete resection. Primary therapy included chemotherapy in all patients, radiotherapy in 13 patients (31%), stem-cell rescue in 13 patients (31%), and intrathecal chemotherapy in 16 patients (38%). Recurrent or progressive disease was reported in nine and 19 patients, respectively. Twenty-seven patients (64%) are dead of disease (3 to 62 months from diagnosis) and one patient died of toxicity. Fourteen patients (33%) show no evidence of disease (9.5 to 96 months from diagnosis). The median survival is 16.75 months and the median event-free survival is 10 months. CONCLUSION: Aggressive therapy has prolonged the natural history in a subset of children. Prospective multi-institutional and national clinical trials designed specifically for AT/RT are needed. Enrollment onto the AT/RT registry should be continued.
Atypical teratoid/rhabdoid tumor (AT/RT) of the CNS is an extremely rare and aggressive tumor of early childhood.1-11 The rarity and the poor outcome with conventional infant brain tumor therapy have resulted in a lack of clear treatment guidelines; therefore, multiple approaches have been undertaken. Two of the authors (J.M.H., J.A.B.) created a registry for these tumors, both to create an outcomes database that tracks patients and to facilitate biology studies. Rhabdoid tumor was originally described as a variant of Wilms tumor with rhabdomyosarcomatous features.12 Subsequently, the features differentiating AT/RT from Wilms tumor were clarified.13,14 Reports of extrarenal rhabdoid tumors ensued with debate over a different or common cell of origin.15 The most frequent anatomic location for nonrenal rhabdoid tumor is the CNS. The designation of AT/RT refers to the complex histologic features that may be present in these tumors. The association of renal and CNS AT/RT16 was consistent with cytogenetic studies that demonstrated abnormalities of 22q11.2 in tumors from both sites.17,18 Molecular genetic studies have led to the identification of a rhabdoid suppressor gene (INI1/hSNF5) at 22q11.2. Somatic mutations in this gene predispose children to the development of AT/RT.19-24 While this represents tremendous progress, not all mutations have been elucidated, as 25% of cases studied have no identified mutation.25 There are reports of adults with AT/RT in the literature,26-29 although molecular genetic studies have not yet confirmed the involvement of INI1 in an adult. The early literature reflects a time course from diagnosis to death of about 12 months with standard therapy.5,6,26 Subsequent reports document the use of more aggressive therapies (including surgery, chemotherapy with or without stem-cell support, intrathecal chemotherapy, and early radiotherapy), with some prolongation of the natural history of this tumor.1-3,7,30-34 From these reports it is not possible to clarify the role of a specific treatment modality, as many different therapies were used. This fact was born out in a workshop cosponsored by the Pediatric Brain Tumor Foundation and the National Cancer Institute. Participants concluded that despite multiple reports and information that significant proportions of children younger than 3 years with malignant brain tumors have AT/RTs, effective treatment strategies for these tumors remain unclear and require further study. Until a nationwide protocol for patients with AT/RTs is available, the AT/RT registry should be maintained. Any information obtained from the registry combined with information from prospective studies will facilitate the development of optimal treatment approaches for children with these potentially lethal tumors.7 We report on the treatment delivered and the outcomes for 42 children enrolled on the registry thus far, for whom information is complete.
Patients were referred to the registry by either the treating physician, an evaluating pathologist, or by a parent (through Internet information sources regarding AT/RT). In the case of parent referral, information was obtained from the treating physician. Institutional Review Board approval was obtained. Cases were classified as AT/RT if the initial diagnosis had been made historically according to criteria set forth by Drs Burger, Rorke, and Scheithauer.35 A standardized data sheet was provided to treating physicians listing the reports that were to be sent to the registry for abstraction. The registry requires radiology reports, operative notes, pathology reports, cytogenetics reports, discharge summaries, and treatment records in addition to patient demographics. Registry personnel abstract the information; follow-up information on surviving patients is sought twice yearly through procedures compatible with privacy regulations. In addition, physicians are asked to consider sending archived or frozen tumor tissue for molecular genetic analysis to Dr Biegel in a separately consented study.
Overall Information was complete for 42 patients; among these, the ratio of males to females was 2:1 (28 males:14 females). The age at diagnosis ranged from 1.5 to 118 months with a median of 24 months. Nine patients (21%) had disseminated disease at diagnosis. Sixteen (38%) tumors were infratentorial and 26 were supratentorial. Table 1 shows the age, tumor site, sex, and therapy delivered to 42 registry patients. Twenty patients (48%) received a primary complete resection. Primary therapy included chemotherapy in all patients, radiotherapy in 13 patients (31%), bone marrow or peripheral blood stem cell rescue in 13 patients (31%), and intrathecal chemotherapy in 16 patients (38%). Recurrent or progressive disease was reported in nine and 19 patients, respectively. Twenty-seven patients (64%) are dead of disease (median, 12 months [3 to 62 months from diagnosis]), and one patient died of toxicity at 5.5 months from diagnosis. The median overall survival is 16.75 months (range, 2.5 to 96 months), and the median event-free survival (EFS) in the group is 10 months (range, 1 to 96 months). Fourteen patients (33%) show no evidence of disease (median, 46 months [9.5 to 96 months from diagnosis]). Ten (24%) have been free of disease 24 months.
Age Survival and EFS varied with age (Table 2). While the numbers are small, the overall survival and EFS were much lower in the children under 3 years of age. The median EFS was 7.75 months, 10.5 months, and 16 months for children aged less than 24 months (n = 20), 24 to 36 months (n = 10), and more than 36 months (n = 12), respectively.
Surgical Outcomes Surgery was attempted in the great majority of patients with only two undergoing initial biopsy (Table 1). Twenty patients obtained a gross total resection as documented by postoperative magnetic resonance imaging; for these patients, EFS is 14 months (range, 1.5 to 72 months) and median survival is 20 months (range, 3 to 76 months). Of these, 10 patients (50%) remain free of disease 9.5 to 76 months from diagnosis. Among the 22 patients who had initial partial resection or biopsy, the median survival was 15.25 months and the median EFS was 9.25 months. Only four (19%) of these children remain free of disease, at 21.5, 38, 90, and 96 months from diagnosis, respectively.
Chemotherapy The responsiveness of this tumor to chemotherapy was assessed in the children who had an incomplete resection. Twelve of 22 patients had a complete (six patients) or partial (six patients) response to chemotherapy.
Radiotherapy
Intrathecal Chemotherapy
High-Dose Chemotherapy With Stem-Cell Rescue For eight patients, this was administered as a single myeloablative regimen. Six of eight patients had NED before SCR. Five of these children are alive with NED at 9.5 to 90 months from diagnosis, and three died of disease 10 to 22 months from diagnosis. SCR was done for five patients as three mini-transplants following the currently open infant brain tumor protocol, CCG-99703. On this protocol, the three rescued chemotherapy courses consist of carboplatin/thiotepa, and these follow three courses of vincristine/cisplatin/etoposide/cytoxan, during which stem cells are harvested by pheresis. Three of five were NED before SCR. Among these five patients, one is alive with no evidence of disease at 48 months from diagnosis and three died of disease 12 to 22 months from diagnosis. There was one toxic death.
Therapy in Patients With Prolonged Survival
Salvage Therapy Information on salvage therapy for the 26 children who recurred or progressed varied. Most received intense chemotherapy, seven underwent radiation therapy, five received SCR, and one received intrathecal triple therapy. All 26 children died of disease.
Molecular Genetics
Therapy remains quite varied for children diagnosed with CNS AT/RT, and it was for this reason that a database of patients with CNS AT/RT, their therapy, and their outcomes was developed. There is debate as to whether the criteria for diagnosis of AT/RT should include molecular or cytogenetic evidence of an abnormality at chromosome band 22q11. Further biologic and molecular genetic studies are needed to aid both in clearer diagnosis and in the hope of ultimately designing tumor-specific therapy. Future clinical trials should require pathology and testing for molecular genetic evidence of an INI1 gene alteration for patient entry, and should look at whether germline mutations have a negative impact on survival. The early AT/RT literature reflected poor outcomes with conventional therapy.5,6,26 This has led to the use of aggressive chemotherapy and some use of intrathecal chemotherapy.2,3 Simultaneously, the use of high-dose chemotherapy and SCR for high-risk brain tumors has been reported.31-34,36 COG has instituted the use of this modality in protocols for high-risk pediatric brain tumors. The role of surgery has not been addressed in the literature. The EFS for the 20 patients who had a gross total resection is 14 months (range, 1.5 to 72 months) compared to the EFS of 9.25 months (range, 1 to 96 months) for the subset with a partial resection. We recommend that an aggressive surgical approach be undertaken, including second look surgery when possible, to achieve gross total resection. The efficacy of individual agents or regimens cannot be judged, but most children received chemotherapy according to current infant recommendations with platinum-based and alkylator-based regimens. Twelve of 22 patients had a complete or partial response to chemotherapy. Clearly, this is a chemotherapy-responsive tumor. The literature is not helpful regarding the role of radiotherapy for this tumor. As can be seen from Table 3, eight of the 14 children in the cohort with NED received radiation. Children who received radiotherapy were older (median age, 47 months) relative to the entire cohort (median age, 24 months). These data and those from other participants in the National Cancer Institute AT/RT Workshop7 led to the recommendation that involved-field radiotherapy be included in the developing COG protocol for CNS AT/RT. Radiation therapy will continue to be controversial, yet it may contribute to disease control and should be evaluated prospectively. The report of the successful treatment of CNS AT/RT with therapy similar to that used for parameningeal rhabdomyosarcoma2 led to treating physicians including intrathecal chemotherapy in the therapy of these tumors.1,3,26 Intrathecal therapy should be considered for future study, and we currently recommend that physicians consider it, especially in those children with residual disease that will not receive radiotherapy. The role of high-dose chemotherapy and SCR in high-risk childhood brain tumors is the subject of currently enrolling national pediatric clinical trials. Six of 13 patients who received SCR as part of the primary therapy are alive without evidence of disease. The role of high-dose therapy with SCR for these children, as well as its timing, should also be studied. Prospective multi-institutional and national clinical trials designed specifically for AT/RT are needed. Along with this effort, enrollment onto the AT/RT registry should be continued. Treating physicians can access Institutional Review Board material and the AT/RT Registry Information at The Childrens Hospital at The Cleveland Clinic Web site: http://www.clevelandclinic.org/pediatrics/departments/cancer_program/tumorregistry/default.htm.
The authors indicated no potential conflicts of interest.
It is relevant to state that both the parents of these children and treating physicians have been very appreciative of the opportunity to review the outcome data maintained in the registry. Indeed, the parents of these children are the best supporters and feel well served. It is in honor of their children that the AT/RT registry continues. The authors gratefully acknowledge the physicians and their CRAs who have taken time to put the AT/RT registry through their IRBs, and send reports and summaries on their patients. Heartfelt respect and gratitude is also extended to the childrens parents for urging their physicians to enroll their children. The authors feel obligated to let these teams know that the parents in turn feel they serve their children well in so doing, and they thank the doctors as well.
Supported by National Institutes of Health (CA46274) and the Childrens Oncology Group Brain Tumor Resource Laboratory (J.A.B). Authors disclosures of potential conflicts of interest are found at the end of this article.
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Copyright © 2004 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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