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© 2001 American Society for Clinical Oncology
A Quarter Century of Colorectal Cancer Screening: Progress and ProspectsByFrom the Gastroenterology and Nutrition Service, Memorial Sloan-Kettering Cancer Center, New York, NY. Address reprint requests to Sidney J. Winawer, MD, Gastroenterology and Nutrition Service, Memorial Sloan-Kettering Cancer Center, 1275 York Avenue, New York, NY 10021; email: winawers{at}mskcc.org
IN THE PAST 25 YEARS, considerable progress has been made in our ability to screen patients for colorectal cancer with the introduction of the technology for screening, diagnosis, and removal of the premalignant polyp. During this period, greater insight into the adenoma carcinoma sequence has provided us with an understanding of the benefit of screening by detecting early-stage cancer and the precursor adenomatous polyps. The risk for colorectal cancer in average-risk men and women and in groups that are at increased risk also has been clarified. Strong evidence has accumulated that screening is effective in reducing the incidence and mortality of colorectal cancer. Although tremendous progress has been made in these areas during the past 25 years, we now face the challenging prospects of universal implementation of effective screening methods and integration of new technology and concepts as they develop. Considerable controversy existed regarding whether screening was effective, but beginning in 1996, a consensus evolved and was reflected in positive guidelines by a number of authoritative bodies,1 including the United States Preventative Task Force, the Agency for Health Care Policy and Research, a Gastrointestinal Consortium, the American Cancer Society, the World Health Organization, the Ontario Expert Panel, the Australian Task Force, and the European Screening Group. It is justifiable to screen people for colorectal cancer in the United States, considering the national burden of this disease: 135,400 new cases in 2001 and 56,700 deaths, representing 11% of all cancer deaths, resulting in 758,000 person-years of life lost, and costing $6 billion annually in treatment. Women do not appreciate that they are at equal risk as men and have a lifetime risk of developing colorectal cancer of 6%, or one in 17.2
In 1967, Greegor3 published in the Journal of the American Medical Association an article that reported that in his office practice of internal medicine, early-stage cancer of the colon could be detected in asymptomatic patients with the use of fecal occult blood guaiac test cards. He postulated that multiple cards over several days were needed because of the intermittent nature of bleeding from cancer. He further recommended dietary control consisting of a high-roughage diet to stimulate bleeding cancers and a meat-free diet to prevent false-positive results. Before this article was published, patients had been asked to bring in a single stool specimen, which then was tested with guaiac reagents, which were unstable and caused many false-positive and false-negative results. This method also was not acceptable to the patient, the physician, or the people who tested the stools. The introduction of the guaiac cards was the first step in conceptualizing the possible strategy of effective colorectal cancer screening. In the mid-1970s, the flexible sigmoidoscope was introduced.1 For the first time, the entire rectosigmoid and potentially as high as the splenic flexure could be examined comfortably. Before the introduction of the flexible sigmoidoscope, rigid sigmoidoscopes had been used, beginning with its introduction at Johns Hopkins in 1870. Patients did not like this examination because it was uncomfortable, and physicians did not like it because the patients were uncomfortable. It was a failure as a screening instrument. However, these two screening examinations would be of little value without an accurate diagnostic test to examine the entire colon and find early-stage cancers and premalignant polyps. Colonoscopy, which was introduced in 1970,1 provided this examination. Modern-day instruments with 360° deflection and very flexible shafts were introduced into wide clinical practice around 1973. A positive screening test now could be investigated and the reason could be determined with certainty. Before the introduction of colonoscopy, a positive screening test had to be investigated with a double-contrast barium enema, which yielded variable results. A recent study demonstrated that the double-contrast barium enema, even in the best of hands, will miss approximately 50% of all adenomas of the colon, including adenomas that are larger than 1 cm.4 The learning curve had to be overcome with the introduction of colonoscopy. Many courses were organized by local gastroenterology societies and the American Society for Gastrointestinal Endoscopy. One such course, "A Day in the Colon," was held at Memorial Sloan-Kettering Cancer Center in 1973. The title of the course had a dual meaning indicating that the course would be for 1 day but also suggesting (tongue in cheek) that many endoscopists literally were spending a full day in the colon with a single colonoscopy. The procedure initially was not very comfortable for the patient because we did not know how to do the examination well, overinsufflated air into the colon, and used a considerable amount of fluoroscopy to negotiate the colonoscope from the rectum to the cecum. A sequel to this course was a "Night in the Cecum." This also had a dual meaning reflecting the initial uncertainty of the endoscopists with the landmarks in the cecum. After many courses and instructions by pioneer mentors, colonoscopy became an efficient examination, done in 15 to 20 minutes with a very low complication rate and with patient comfort. The entire colon could be examined well, and suspicious lesions could be biopsied.
ADENOMA-CARCINOMA SEQUENCE
The National Polyp Study was organized in 1978 and began to enroll patients in 1980 in a multicenter trial to study various aspects of the clinical management and biology of the adenoma-carcinoma progression. One of the findings of the National Polyps Study was the 10-year difference in the mean age distribution of National Polyp Study patients with adenomas as compared with Surveillance, Epidemiology, and End-Results cancer patients9 (Fig 1). This demonstration supported the concept that a long period of time elapses between the appearance of polyps in the colon and their progression to cancer. It is now widely known that only a small percentage of adenomas progress to cancer, perhaps as few as 1%, although most if not all colorectal cancers arise from the precursor adenomatous polyp. The 10-year "polyp dwell time" is critical because it provides a long window of opportunity for effective screening.1
RISK GROUPS The majority of patients who will develop colorectal cancer are considered to be at average risk (75%) with no special risk factors. People who are at increased risk include those who have inflammatory bowel disease, which is associated with 1% of the colorectal cancers each year; familial adenomatous polyposis (FAP) (1%); hereditary nonpolyposis colorectal cancer (HNPCC) (5%); and a family history consisting of one or two close relatives with cancer (15% to 20%; Fig 2). Today, we have a much better understanding of the magnitude and clinical patterns in these increased-risk groups. People who have one first-degree relative with either a colorectal or an adenomatous polyp have approximately a two-fold increased risk of colorectal cancer, and the risk begins approximately 10 years sooner than in people of average risk. The risk in close relatives increases inversely with the age at which the proband had either an adenomatous polyp or colorectal cancer: the younger the age of the proband, the greater the risk in the first-degree relatives.1
The clinical features of FAP have been well delineated during the past few years.1 It is an autosomal dominant disease with penetrance over 90%; colorectal adenomas appear at puberty and colorectal cancer appears in the 30s. It has associated extracolonic tumors, including upper gastrointestinal tumors, desmoids, osteomas, thyroid tumors, and brain tumors. There has been great interest in HNPCC during the past few years.1 It also is an autosomal dominant disease but has a penetrance of only 70%; colorectal adenomas appear in the 20s, and colorectal cancer appears in the 40s. It has many extracolonic cancers, including cancers of the endometrium, ovaries, stomach, urinary tract, small bowel, and biliary tract. The following criteria for identifying families with HNPCC was set forth in Amsterdam at an international conference and were called the Amsterdam criteria: three relatives with HNPCC cancers, one a first-degree relative of the other two; two or more generations affected; and one cancer in a family member who is younger than 50 years.1 Patients with a family history of HNPCC not only are at risk for adenomas and cancers at a young age but also have an accelerated adenoma-carcinoma sequence, which means that they will have to be screened directly with colonoscopy every year.
EVIDENCE
Colorectal cancer mortality also was shown to be reduced by sigmoidoscopy in two case-control studies with a mortality reduction of 30% to 40%14,15 (Table 3). The combination of fecal occult blood testing added to sigmoidoscopy also has been associated with a mortality reduction in a study conducted by us.16 As a result of these studies, colorectal cancer screening guidelines recommend that average-risk men and women who are 50 of age (or 40 years of age with a family history) be offered options for screening, which include either fecal occult blood testing annually or flexible sigmoidoscopy every 5 years or a combination of the two1 (Table 4).
The most frequent finding of screening is not cancer but an adenomatous polyp. These polyps can be removed expeditiously by colonoscopy as an outpatient procedure, with the entire colon being examined, including the polypectomy in 15 to 20 minutes. This was a major advance compared with the exploratory laparotomy and multiple colotomies that were done in the past. The feasibility of removing polyps through the colonoscope was reported in the mid-1970s,16 and shortly thereafter, the National Polyp Study was organized9 as a randomized, multicenter, controlled trial to examine surveillance intervals and methods after polypectomy, to examine the potential incidence reduction of colorectal cancer after polypectomy, and to study the adenoma-carcinoma natural history and biology. The National Polyp Study demonstrated that although follow-up colonoscopy found many polyps, it was successful in clearing the colon of advanced adenomas. Advanced adenomas are defined as those that are 1 cm or larger or with high-grade dysplasia or invasive cancer, and some investigators also include in the definition a high degree of villous component. In the National Polyp Study, it was demonstrated that at a 3-year follow-up examination, only 3% of the patients had advanced adenomas after they had their colons cleared of all polyps at baseline. An examination at 1 year before the 3-year examination provided no additional benefit18 (Fig 3). This resulted in guidelines that now recommend omitting the 1-year examination after polypectomy and going to a 3-year examination for the first follow-up.
It was long believed that the adenoma was the precursor of colorectal cancer and that its removal would result in the prevention of colorectal cancer. This belief was substantiated by data from the National Polyp Study, which demonstrated a sharp reduction in observed cancers as compared with expected cancers in the National Polyp Study cohort after the baseline clearing colonoscopy.19 The prevention of colorectal cancer by polypectomy is one of the best-kept secrets from the public. It is one of the most powerful prevention strategies that is available and yet is not widely known. In the National Polyp Study, we demonstrated further that one could stratify patients into those who are at high risk for advanced adenomas in the future and those who are at low risk for advanced adenomas. The low-risk patients constituted 70% of the cohort and probably could have their first follow-up colonoscopy 10 years after their clearing colonoscopy, but this needs to be studied further.20 It is reasonable to do the first follow-up colonoscopy at 3 years for only high-risk patients. This group is defined as those who have multiple adenomas at baseline or have a positive family history and are older than 60 years at their first polypectomy. This stratification would reduce complications and costs and conserve resources, which could be directed toward the initial screening of patients. The surveillance of patients after cancer surgery is the same as for those after polypectomy, because the reason for the colonoscopies after cancer surgery primarily is to detect polyps. However, these patients do need a preoperative or postoperative clearing colonoscopy to be sure that all synchronous polyps have been removed. Because of the striking effectiveness of colonoscopy in preventing cancer, screening guidelines now incorporate colonoscopy every 10 years for average-risk men and women as an additional option for screening. Two major studies have reported results of screening colonoscopy, one a Veterans Affairs collaborative study and another conducted on employees of Eli Lilly. The total number of patients examined in both studies was more than 5,000, and the studies are similar in outcome, demonstrating that approximately 10% of asymptomatic patients who are older than 50 years, both men and women, have either a cancer or an advanced adenoma.20,21
IMPLEMENTATION The American Cancer Societys objectives for colorectal cancer are as follows: (1) by 2005, 75% of people will be aware of colorectal cancer screening and 60% will get screened; and (2) by 2015, there will be a 40% incidence reduction in colorectal cancer and 50% mortality reduction. These goals have been enhanced recently by legislation from the United States Congress, which in 2000 provided Medicare reimbursement for screening fecal occult blood testing and flexible sigmoidoscopy and in July 2001 provided Medicare reimbursement for screening colonoscopy. This legislation was based on the demonstration in recent years by many cost-effectiveness models that colorectal cancer screening is cost-effective, costing less than $20,000 per life-year saved, and is equivalent to screening mammography. Colorectal cancer screening has been enhanced further by designation of March as National Colorectal Cancer Awareness Month by former President Bill Clinton. This has provided a basis for many organizations to focus efforts on public education. All of the campaigns are a call to action for the public to get screened. There has been great debate as to which screening test is the best, but the best screening test is the one that gets done.
FUTURE
Another approach is to use two-stage screening with virtual colonoscopy first.27 Only individuals who have a significant lesion found on virtual colonoscopy would be referred for fiberoptic colonoscopy with biopsy and polypectomy. The accuracy of virtual colonoscopy has not yet been well established, and it is not totally noninvasive; patients require a preparation for 1 day before the examination and have air instilled in the bowel. This is promising, however, and needs further study. There have been many advances recently in diagnostic endoscopy with magnification lenses, dye staining, spectroscopy, and optical coherence tomography, which would greatly enhance our ability to make tissue diagnosis more accurately and perhaps separate out endoscopically those patients who do not need biopsy or polypectomy, especially in the case of very small polyps. Screening has provided great opportunities. Screening can prevent colorectal cancer by polypectomy and find early-stage cancers for treatment with less morbidity. Screening can reduce the burden of treating advanced cancer and can identify families that are at increased risk. Screening also has provided a better understanding of the biology of colorectal cancer. We have learned about the long natural history of the adenoma-carcinoma sequence and about the steps in the pathology along this progression, particularly the importance of the advanced adenoma. The advent of colonoscopy and polypectomy and our understanding of the adenoma carcinoma sequence have permitted correlations of somatic mutations in this progression and phenotype-genotype correlations, especially in HNPCC and FAP. We also have learned about risk stratification. The adenoma-carcinoma sequence provides a wonderful model of carcinogenesis that can help us understand the evolution of other cancers. We also have learned about the importance of the neoplastic targets for chemoprevention and nutrition studies. The advanced adenoma must be the lesion that is the target of screening and must be the neoplastic stage by which we evaluate new technology and the results of chemoprevention and nutrition studies. It is no longer acceptable to detect only early-stage cancer. Screening for colorectal cancer should be part of a complete prevention program that includes a healthy lifestyle and familial risk assessment (Fig 4). Individuals who have increased familial risk require special screening approaches, whereas those who are at average risk can have more standard screening. Those who are at average risk can be stratified further into those who require intensive follow-up and those who require less intensive or no follow-up. We are beginning to learn how to apply screening and surveillance approaches on the basis of risk stratification for a more cost-effective approach. Chemoprevention can be added to the program when substantial benefit of agents has been demonstrated. We now have a better understanding of the biology of colorectal cancer and the technology to intervene in that biology to make a difference in the lives of many people. Although there are many promising future developments, we must not encourage people to wait for new developments. We have the concepts and technology today to reduce substantially the mortality of colorectal cancer and even prevent it.16, 17
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Copyright © 2001 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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