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© 2001 American Society for Clinical Oncology Phase II Trial of the Anti-GD2 Monoclonal Antibody 3F8 and Granulocyte-Macrophage Colony-Stimulating Factor for NeuroblastomaByFrom the Department of Pediatrics, Memorial Sloan-Kettering Cancer Center, New York, NY. Address reprint requests to Brian H. Kushner, MD, Memorial Sloan-Kettering Cancer Center, 1275 York Ave, New York, NY 10021; email: kushnerb{at}mskcc.org
PURPOSE: To describe oncolytic effects of treatment with anti-GD2 monoclonal antibody 3F8 plus granulocyte-macrophage colony-stimulating factor (GM-CSF) in patients with neuroblastoma (NB). PATIENTS AND METHODS: Patients were eligible for 3F8/GM-CSF if intensive therapy had not eradicated potentially lethal NB. One cycle consisted of GM-CSF (subcutaneous bolus) on days 1 through 5, 11, and 12, and GM-CSF (2-hour intravenous [IV] infusion) followed after a 1-hour interval by 3F8 (1.5-hour IV infusion) on days 6 through 10 and 13 through 17. GM-CSF was dosed at 250 µg/m2/d on days 1 through 7 and at 500 µg/m2/d on days 8 through 17. 3F8 was dosed at 10 mg/m2/d (100 mg/m2/cycle). 3F8 was given with an opiate and an antihistamine. Patients without progressive disease (PD) or elevated human antimouse antibody titers could be treated again beginning 3 weeks after completion of a cycle. RESULTS: Among 19 patients treated for NB resistant to induction therapy, 12 of 15 had complete remission (CR) of bone marrow (BM) disease, and three others who had less than partial responses achieved prolonged progression-free survival (one remains on study at 21+ months, two had PD at 12 and 17 months). Among patients treated for recurrent NB resistant to retrieval therapy, five of 10 had CR in BM. The 15 patients treated for PD fared poorly, although two had scintigraphic findings suggestive of a short-term response. Side effects were limited to readily manageable pain and, less commonly, rash of short duration; hence, patients were treated as outpatients. CONCLUSION: 3F8/GM-CSF is well tolerated and shows promise for treatment of minimal residual NB in BM.
INTENSIVE CHEMOTHERAPY achieves major regressions of stage 4 neuroblastoma (NB) diagnosed in children older than 1 year, but lethal relapse remains the rule, hence the need for novel therapeutic approaches. Mobilizing host immune defenses to attack NB is one means for bypassing chemoresistance. 3F8 is a murine immunoglobulin (Ig)G3 monoclonal antibody that is well suited for targeted immunotherapy. 3F8 reacts with ganglioside GD2,1 which is expressed at high density on NB (but has limited distribution in normal human tissues2), is not modulated from the cell surface when bound by antibodies, and is rarely lost.3 Scintigraphy with radiolabeled 3F8 confirms that 3F8 localizes selectively to GD2-positive tumor in patients.4 In vitro, 3F8 mediates destruction of human tumor cells by human complement and by human mononuclear and granulocytic cells.5-8 3F8 activates complement on malignant neuroblasts9; the release of complement fragments in patients may elicit an inflammatory influx of leukocytes capable of lysing 3F8-labeled tumor cells. 3F8 phase I/II studies have shown promising anti-NB effects and manageable toxicity.10-12 Granulocyte-macrophage colony-stimulating factor (GM-CSF) can potentially amplify 3F8 antitumor activity by increasing granulocyte numbers13,14 and by priming those effector cells for greater cytotoxicity.8,15 We now report results of a phase II study using these two agents together.
Patients were eligible for this phase II trial of 3F8 (prepared as described4) and yeast-derived human recombinant GM-CSF (Sargramostim, Immunex Corporation, Seattle, WA) if they had potentially lethal NB and were not in complete or very good partial remission. Informed consent for treatment was obtained in accordance with hospital guidelines. Disease status was assessed every 2 to 3 months with computed tomography, technetium-99m bone scan, iodine-131 or iodine-123 meta-iodobenzylguanidine scan, urine catecholamine measurements, and bone marrow (BM) studies (aspirates from bilateral anterior and bilateral posterior iliac crests and biopsies from two to four different sites). BM studies were repeated more frequently.
Disease status was defined by international criteria16: complete response (CR), no evidence of disease; very good partial response, primary mass reduced by 90% to 99%, no evidence of distant disease except for skeletal residua, and catecholamines normal; partial response, more than 50% decrease in measurable disease and One treatment cycle consisted of subcutaneous boluses of GM-CSF on days 1 through 5 (Wednesday through Sunday) and on days 11 and 12 (Saturday and Sunday), and 2-hour intravenous (IV) infusions of GM-CSF followed by (after a 1-hour interval) 1.5-hour IV infusions of 3F8 on days 6 through 10 (Monday through Friday) and on days 13 through 17 (Monday through Friday). GM-CSF was dosed at 250 µg/m2/d on days 1 through 7 and at 500 µg/m2/d beginning on day 8 (the third day of combined 3F8/GM-CSF). GM-CSF was withheld when the absolute neutrophil count was more than 20,000/µL. 3F8 dosage was fixed at 10 mg/m2/d (100 mg/m2 per cycle). Because of expected pain and hives,10-12 3F8 was given with an antihistamine and an opiate. 3F8/GM-CSF could be repeated beginning a minimum of 3 weeks after completion of a cycle. Patients came off study if they developed PD or if they formed elevated human antimouse antibody (HAMA) titers (measured as described17) after four cycles (40 days of 3F8); otherwise, patients could be re-treated through 24 months from study entry. Beginning in November 2000, treatment with cis-retinoic acid (160 mg/m2 x 14 days,18 then a minimum of 14 days before repeat) was started in patients who achieved a CR to 3F8/GM-CSF. Cis-retinoic acid could not be taken on the same days as 3F8 administration.
Patient Characteristics Of 45 patients (53% were male), 43 had stage 4 and two had multiply-recurrent soft-tissue NB. All 45 were older than 1 year at diagnosis; they were 2 to 22 (median 6) years old at study entry. All patients had previously received a stem-cell transplant and/or high-dose chemotherapy, ie, cyclophosphamide 4,000 mg/m2, ifosfamide 10 g/m2, cisplatin 200 mg/m2, or carboplatin 1,000 mg/m2 per cycle. 3F8/GM-CSF was started 1 to 9 months (median, 2 months) after prior chemotherapy.
Effects Against Primary Refractory Disease
Overall, in this group, eight patients are progression-free: one patient (no. 3) is a long-term event-free survivor (75+ months), one patient (no. 12) came off study after two cycles because of suspected secondary myelodysplasia but remains well (with normal cytogenetics) at 15+ months on cis-retinoic acid and no other treatment, and six patients are progression-free and remain on study at 3+, 5+, 10+, 15+, 19+, and 21+ months (four take cis-retinoic acid, with timing noted in Table 1). Of the other 11 patients treated with 3F8/GM-CSF for primary refractory NB, eight had PD at 1, 4, 5, 6, 9, 12, 15, and 17 months, and three came off study after one cycle because they formed HAMA and still had evidence of NB (patients no. 6 and 9) or because cytogenetic abnormalities showing secondary leukemia were present in BM cells obtained immediately before study entry (patient no. 16).
Effects Against Relapsed or PD
The 15 patients treated for PD received only one (n = 12) or two (n = 3) cycles of 3F8/GM-CSF because of continued PD. At study entry, all 15 had bulky disease, visibly enlarging masses, and/or tumor-related bone pain. Two had iodine-131 meta-iodobenzylguanidine scan or OctreoScan findings suggestive of a short-term response.
Toxicity Treatment with 3F8 was marked by pain and, less often, clinically insignificant urticarial rashes. Pain typically began in the final 30 minutes of the 3F8 infusion, lasted up to 30 minutes, and affected abdomen and back. One patient (no. 19) repeatedly became hypotensive during 3F8 infusions; the problem resolved with brisk IV hydration. No liver, renal, or cardiac toxicity occurred. One patient (no. 16) developed marked gastric distension during the first week post-3F8, compatible with atonia. Possible contributing factors included prior treatment with neurotoxic chemotherapy and extensive paraspinal surgery. No other patient had evidence of neurotoxicity. Neutrophilia and eosinophilia occurred in the second week of 3F8/GM-CSF cycles; monocytosis was not seen. There were no clinically significant changes in platelet counts. Patients treated with 3F8/GM-CSF less than 2 to 3 months after strongly immunosuppressive therapy did not develop prolonged elevations in HAMA titers, but other patients developed high HAMA titers that precluded further treatment with 3F8.
Combined use of 3F8 and GM-CSF entailed readily manageable side effectsprincipally pain and hivesand produced anti-NB effects in BM. 3F8/GM-CSF was ineffective against PD and soft-tissue masses. GM-CSF at 250 to 500 µg/m2 did not cause the major toxicities associated with this cytokine in adults, such as fluid retention, pulmonary edema, pleural and pericardial effusions, and venous thrombosis.19 The treatment was amenable to the outpatient setting and was not limited by lingering noxious sequelae from prior intensive cytotoxic therapies. Several considerations prompted us to use GM-CSF with the aim of augmenting 3F8 anti-NB activity. First, GM-CSF increases neutrophil and eosinophil production and enhances antibody-dependent cellular cytotoxicity against NB.8,15 Second, GM-CSF is well tolerated in children at bioactive dosing in the range of 300 to 640 µg/m2/d (hence, our choice of 250 to 500 µg/m2 for daily dosing).13,14 Third, GM-CSF has no known trophic effects on solid tumors.20,21 Finally, eosinophilic infiltration of some cancers has favorable prognostic significance, and eosinophils exhibit potent antitumor activity in animal models.22,23 Enhancing granulocytic antitumor potency is particularly warranted in patients with poor-risk NB for at least two reasons: (1) the strongly immunosuppressive standard therapy for this population results in prolonged severe lymphopenia, but granulocyte production is only transiently suppressed and granulocytes from patients retain excellent cytotoxic capacities15; and (2) neuroblasts are deficient in the expression of surface antigens required for antibody-dependent cytotoxicity by lymphocytes, ie, major histocompatibility complex and intercellular adhesion molecule-1.24,25 We chose to administer GM-CSF by a 2-hour IV infusion because GM-CSF disappears rapidly (< 2 to 3 hours) from the blood with that schedule.14,26,27 We wished to avoid the prolonged (> 12 hours) bioactive levels in blood associated with the subcutaneous route; our concern was that elevated serum levels of GM-CSF might impede granulocyte trafficking into tissues. This possibility was raised by a study in which patients who received 24-hour IV infusions of GM-CSF after autologous BM transplantation had decreased migration of granulocytes to a sterile inflammatory site (skin window).28 The findings were viewed as consistent with the neutrophil migration inhibitory and concentration-dependent chemotaxis properties of GM-CSF. After the first cycle of 3F8/GM-CSF, patients who had not previously been irradiated received local radiotherapy (21 Gy, as described29) to the primary site. This policy was adopted after two patients (patients no. 13 and 26) relapsed in the primary site despite continuing responses in BM. Recently, based on evidence that treatment with cis-retinoic acid can prolong CR,18 we have also adopted a policy to use this agent between cycles of 3F8/GM-CSF in patients who achieve CR. Two other anti-GD2 monoclonal antibodiesthe murine 14G2a and the chimeric human-murine ch14.18have undergone clinical testing in NB patients.30-36 Each produced encouraging anti-NB results with tolerable toxicity when administered alone30-32,35 or with GM-CSF or interleukin-2.33,34,36 GM-CSF was dosed at 250 to 300 µg/m2/d from 3 to 8 days before antibody administration, through 3 to 6 days after the last dose of antibody, and was given subcutaneously except in one study,36 in which it could also be administered (as in our study) by a 2-hour IV infusion followed (after a 1-hour interval) by IV infusion of the antibody. The conclusions were that treatment with anti-GD2 monoclonal antibodies may prove most beneficial against minimal residual NB, and that their use with GM-CSF was warranted. Our experience with 3F8 also suggests that a low tumor burden is the optimal context for immunotherapy with anti-GD2 antibodies. We therefore now use 3F8/GM-CSF to consolidate CR posttransplantation (results to be reported after longer follow-up), as well as to treat refractory NB, but we no longer use it for PD or for bulky soft-tissue disease. HAMA formation can limit the clinical utility of mouse antibodies such as 3F8; indeed, several of our patients were taken off study because they developed high HAMA titers (which precluded early re-treatment) and still had evidence of NB. However, persistently elevated HAMA titers did not emerge in patients treated with 3F8/GM-CSF within 2 to 3 months of strongly immunosuppressive therapy. We have previously presented evidence consistent with the hypothesis that 3F8 achieves anti-NB results by at least two mechanisms: an early effect by complement- and cell-mediated cytotoxicities and a delayed effect via an anti-idiotype network.17,37 The results in this phase II study likely reflect acute effects of 3F8. A possible role for anti-idiotypic antibodies is being assessed in our study (mentioned above) involving a more uniform population, viz, patients who receive 3F8/GM-CSF for consolidation of CR.
3F8/GM-CSF has been used in five more patients with primary refractory disease; four achieved CR in BM, and one came off study because of HAMA. Also, patient no. 30 (Table 2) achieved CR in BM after cycle 7.
Supported in part by the National Cancer Institute (grant nos. CA61017 and CA72868), Bethesda, MD; and the Robert Steel Foundation, the Katies Find A Cure Fund, and the Justin Zahn Fund, New York, NY. GM-CSF was generously supplied by Immunex Corporation, Seattle, WA.
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Copyright © 2001 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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