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© 2001 American Society for Clinical Oncology United States Multicenter Study of Arsenic Trioxide in Relapsed Acute Promyelocytic LeukemiaByFrom the Leukemia and Developmental Chemotherapy Services, Department of Medicine, and Pediatric Department, Memorial Sloan-Kettering Cancer Center and Joan and Sanford Weill Medical College of Cornell University, New York, NY; Lombardi Cancer Center, Georgetown University Medical Center, Washington, DC; Norris Cancer Center and University of Southern California Keck School of Medicine, University of Southern California, Los Angeles; Stanford University Medical Center, Stanford, CA; Northwestern University of Medical School, Chicago, IL; M.D. Anderson Cancer Center, Houston, TX; Dana-Farber Cancer Center, Boston, MA; Cleveland Clinic Foundation, Cleveland, OH; and Fred Hutchinson Cancer Research Center and Cell Therapeutics Inc, Seattle, WA. Address reprint requests to Steven L. Soignet, MD, Memorial Sloan-Kettering Cancer Center, 1275 York Ave, New York, NY 10021; email: soignets{at}mskcc.org
PURPOSE: To determine the safety and efficacy of arsenic trioxide (ATO) in patients with relapsed acute promyelocytic leukemia (APL).
PATIENTS AND METHODS: Forty patients experiencing first (n = 21) or RESULTS: Thirty-four patients (85%) achieved a CR. Thirty-one patients (91%) with CRs had posttreatment cytogenetic tests negative for t(15;17). Eighty-six percent of the patients who were assessable by reverse transcriptase polymerase chain reaction converted from positive to negative for the promyelocytic leukemia/retinoic acid receptor-alpha transcript by the completion of their consolidation therapy. Thirty-two patients received consolidation therapy, and 18 received additional ATO as maintenance. Eleven patients underwent allogeneic (n = 8) or autologous (n = 3) transplant after ATO treatment. The 18-month overall and relapse-free survival (RFS) estimates were 66% and 56%, respectively. Twenty patients (50%) had leukocytosis (> 10,000 WBC/µL) during induction therapy. Ten patients developed signs or symptoms suggestive of the APL syndrome and were effectively treated with dexamethasone. Electrocardiographic QT prolongation was common (63%). One patient had an absolute QT interval of > 500 msec and had an asymptomatic 7-beat run of torsades de pointe. Two patients died during induction, neither from drug-related causes. CONCLUSION: This study establishes ATO as a highly effective therapy for patients with relapsed APL.
ACUTE PROMYELOCYTIC leukemia (APL) is characterized by a specific t(15;17) genotype, a distinct morphologic picture, and a clinical coagulopathy that contributes to the morbidity and mortality of this disease.1,2 Current treatment of APL entails the use of all-trans-retinoic acid (ATRA), usually combined with chemotherapy for remission induction, followed by several cycles of anthracycline-based consolidation chemotherapy and ATRA maintenance. The incorporation of ATRA into the treatment regimen has significantly improved the remission rate and has more than doubled the survival rate of newly diagnosed patients over that achieved with chemotherapy alone.2-5 However, despite these improvements, 25% to 30% of these patients relapse and are often resistant to further treatment with ATRA.2 Salvage therapy often involves high doses of cytotoxic chemotherapy followed by either autologous or allogeneic transplantation. With this approach, these patients are exposed to and a certain proportion die from the toxic effects of chemotherapy, an important consideration in treating young or elderly patients. Clearly, there remains a critical need for new therapeutic options in treating relapsed APL.
The most common cytogenetic abnormality associated with APL is a balanced, reciprocal translocation bringing together and fusing the nuclear retinoic acid receptor-alpha (RAR-
Two major isoforms of PML/RAR-
The presence of a positive reverse transcriptase polymerase chain reaction (RT-PCR) assay for PML/RAR- Abandoned 30 years ago as an anticancer medicinal, arsenic has recently attracted renewed attention as a treatment for APL. On the basis of impressive results from China obtained in early studies of arsenic trioxide (ATO) in the treatment of this disease,14-16 a pilot trial in 12 patients with relapsed APL was conducted at Memorial Sloan-Kettering Cancer Center that also demonstrated the effectiveness of ATO in inducing CR in this population.17 In the expanded multicenter study reported here, we evaluated the efficacy of ATO for remission induction and for consolidation in a larger population of patients with APL who had relapsed from prior retinoid and anthracycline-based chemotherapy.
Eligibility Eligible patients were required to have a diagnosis of either relapsed and/or refractory APL by bone marrow morphology. Confirmation was obtained in blood or bone marrow mononuclear cells by conventional cytogenetics showing t(15;17), by positive RT-PCR assay for PML/RAR- , or by fluorescence in situ hybridization (FISH) analysis that showed evidence of RAR- or PML translocations. All PCR analyses were conducted in a central laboratory (LabCorp of America, Research Triangle Park, NC). In addition, patients were required to have relapsed from or not to have experienced response to induction chemotherapy using an anthracycline and at least one course of induction therapy with either ATRA or 9-cis retinoic acid. Patients were excluded from participation in the study if they were receiving concurrent treatment with cytotoxic chemotherapy, radiation or investigational agents, if they had a history of grand mal seizures, if they had active serious infections that were not controlled by antibiotics, or if serum creatinine or bilirubin was 2.5 mg/dL. Written informed consent was required, and the protocol was reviewed and approved by the institutional review boards at each of the nine participating institutions.
Induction Therapy
Dose Attenuation or Interruption of Therapy
Consolidation Treatment
Maintenance Therapy
Monitoring
Bone marrow aspirates were performed on or before day 28 of therapy, then weekly until bone marrow CR, before the initiation of consolidation therapy, 1 to 3 weeks after completing consolidation, and then once approximately every 3 months for the first year after achieving CR. Patients who elected to be treated on the maintenance protocol had a bone marrow aspirate performed before each maintenance cycle. Bone marrow morphology, differential count, and conventional cytogenetics were performed on bone marrow samples, along with RT-PCR for PML/RAR-
Statistical Methods
Efficacy Evaluation
Clinical Efficacy Between April 22, 1998, and April 8, 1999, 40 patients at nine centers were enrolled onto the study (Table 1). Thirty-four (85%) of the 40 patients enrolled onto this study achieved a clinical CR and were eligible to receive a single consolidation course of ATO. However, six of these 34 patients who achieved clinical CR did not receive further ATO therapy for the following reasons: two received bone marrow transplants, two discontinued treatment as a result of adverse events (one due to peripheral neuropathy and one due to disease-related seizures and pulmonary hemorrhage), and two who refused further treatment for personal reasons not related to an adverse event. Two of the six patients who did not achieve clinical CR received a second course of ATO as a protocol exception. One patient achieved bone marrow and molecular remission but did not meet the platelet criterion for clinical CR. The other patient was believed to be responding to therapy but discontinued treatment after 28 doses. The latter individual was retreated with a second induction course beginning 4 weeks later that was discontinued after 41 doses because of lack of response.
The median time to bone marrow remission (ie, elimination of all visible leukemic cells on bone marrow aspirate review) was 35 days (range, 20 to 85 days). The median times to recovery of the platelet count (> 100,000/µL) and absolute neutrophil count (> 1,500 cells/µL) were 12.5 days (range, 1 to 45 days) and 19 days (range, 0 to 34 days) days after achieving a bone marrow remission, respectively. The median time to clinical CR was 59 days (range, 28 to 85 days). Response rates were similar across sex, age, previous relapses, and prior treatment (Table 1). A confirmatory remission bone marrow was obtained in 32 of the 34 patients at least 30 days after the initial documented bone marrow remission. Two patients did not have a confirmatory bone marrow. One patient refused further treatment, relapsed, and died 141 days after achieving CR, and the other patient died 114 days after achieving a bone marrow CR with disease progression.
Cytogenetic and Molecular Response
Using a standard RT-PCR method20 with a sensitivity of 1 x 10-4, 29 of the 34 patients who achieved CR had assays that were assessable before and after achieving a CR. Twenty-five (86%) of these patients converted to negative for the presence of PML/RAR- transcript after induction (14 patients) or subsequent consolidation (11 patients) course. One patient who achieved a CR but continued to have a positive assay for PML/RAR- transcript after consolidation therapy converted to negative after one additional course of ATO as maintenance.
Survival
When data from the 12 patients treated in the original single-institution study of ATO17 are combined with results from these 40 patients, the Kaplan-Meier 18-month estimate of overall survival and RFS rates are 66% and 50%, respectively. Of note, over half of these 40 patients treated on this multicenter study were alive at the 18-month follow-up, irrespective of the number of prior therapies and/or relapses. There was no difference in survival as a function of time from last ATRA therapy (Table 3).
PML Breakpoints Specific breakpoint data in the PML/RAR- translocation DNA obtained at the time of entry on this study were available for 37 patients. In 18 (49%) of these patients, the PML breakpoint occurred in bcr 1, producing the long isoform; in five patients (13%), the breakpoint occurred in bcr 2, producing the variable form; and in 14 (38%), the breakpoint occurred in bcr 3, producing the short isoform (Table 4). Median baseline WBC counts associated with the three isoforms (long, 2,050 cells/µL; variable, 2,300 cells/µL; short, 2,000 cells/µL) did not differ, although number of patients with initial WBC of more than 5,000 cells/µL was slightly higher among those with the short form (four of 11, 36%), relative to those with the long (two of 16, 13%) or the variable (none of 5, 0%) forms.
There seemed to be no difference in response based on the breakpoint location. Fourteen (78%) of the 18 patients with the long isoform, five patients (100%) with the variable form, and 12 (86%) of the 14 patients with the short form achieved CR. A difference in RFS was observed, with 1-year estimates of 92%, 57%, and 40% for the short, long, and variable isoforms, respectively (P = .017). However, there was no statistically significant difference in overall survival rates (86%, 56%, and 60%, respectively, P = .15).
Adverse Events The most common nonlife-threatening adverse events were nausea (75%), cough (65%), fatigue (63%), fever (63%), headache (60%), vomiting (58%), tachycardia (55%), diarrhea (53%), hypokalemia (50%), and skin rash (43%) (Table 5). Nausea, headache, hypokalemia, and hyperglycemia were the events in which the majority of occurrences were considered to be probably or definitely related to ATO therapy. Eleven patients had treatment interrupted due to adverse events. Nine of these patients were able to resume treatment and subsequently obtained a CR. There were no treatment-related deaths.
Coagulopathy Eighty-three percent of the patients at the time of enrollment had either clinical (48%) or subclinical (35%) evidence of coagulopathy. Patients were aggressively managed with platelet and fresh frozen plasma transfusions in an attempt to maintain their platelet count 50,000/µL and fibrinogen level 100 mg/dL. Twenty-three patients (58%) had adverse events related to coagulopathy. Few of these events were severe or life-threatening; however, two of the patients who died shortly after the last study treatment had disseminated intravascular coagulopathy and hemorrhage as contributing factors to their fatal event. In general, the coagulopathy resolved 4 to 28 days (median, 11 days) from the start treatment with ATO.
ECG Abnormalities
Leukocytosis
Retinoic Acid Syndrome
Neuropathy
Clinical Laboratory Evaluation
The CR rate of 85% achieved in this multicenter study compares favorably with the results reported initially by investigators from China16 and the United States.17 All patients who achieved a CR also showed evidence of elimination of the t(15;17), as measured either directly by traditional cytogenetics or by assays using FISH or RT-PCR for PML/RAR- . These responses were particularly encouraging given that more than one third of these patients had multiple relapses and were heavily pretreated (including five patients with prior BMT). The median times to achievement of bone marrow remission (35 days) and clinical CR (59 days) were similar to what has been reported when ATRA is given alone for remission induction in patients with newly diagnosed APL.2,4,5 The delay between bone marrow remission and clinical CR was generally a result of persistent thrombocytopenia and leukopenia. However, these events were confined to induction and were not observed during consolidation or maintenance. Myelosuppression has also not been reported in other clinical studies of ATO in patients with advanced hematologic malignancies23 or solid tumors.24 In addition to the high clinical and molecular response rates, many of the remissions seemed to be quite durable. The estimated RFS rate at 18 months was 56%. However, these results are somewhat confounded because 11 patients underwent either an allogeneic or autologous transplant in remission after induction or consolidation with ATO. Of note, 10 of 21 patients who received only ATO are alive and without evidence of recurrence. If censored at the time of BMT, the 18-month estimate RFS is 58%. When data from the 12 patients in the United States pilot trial were added to those of the 40 patients in this study, the Kaplan-Meier estimates of 18-month RFS (50%) and overall survival (66%) rates were similar to estimates obtained with the smaller sample size. The data suggest that BMT may not have meaningfully contributed to RFS observed in these patients.
Most patients (86%) in this trial had PML breakpoints that yielded either the long or short isoform of PML/RAR- Several adverse events associated with the use of ATO in patients with APL warrant careful monitoring and management. In this study, 10 patients (25%) developed signs and/or symptoms clinically suspicious for APLS that prompted physicians to initiate therapy with dexamethasone. In the majority of cases, therapy with ATO was not interrupted, and the symptoms improved. Twenty patients (50%) experienced leukocytosis. However, in all of these patients, the WBC count was declining or had normalized by the time of bone marrow remission and cytotoxic chemotherapy or leukapheresis was not required. Prognostic indicators were analyzed that might identify patients at risk for developing APLS or hyperleukocytosis, that might suggest a different management strategy, but none have emerged to date. An important adverse event related to ATO treatment is prolongation of the QT/QTc interval on ECG. Two patients in this study had at least one on-study ECG showing an absolute prolonged QT interval greater than 500 msec (16 patients had one QTc interval > 500 msec). One woman had a QT interval of 580 msec on her ECG on her last day of induction therapy temporally associated with a single brief episode of torsade de pointes, which was asymptomatic and resolved spontaneously. A number of other drugs commonly used in oncology are also known to directly prolong the QT interval or affect the metabolism of agents with this potential. Recently, other investigators have reported episodes of nonsustained ventricular tachycardia in patients being treated with ATO for relapsed APL.25 Ventricular arrhythmias, other than the episode of torsades discussed above, were not observed in patients on this study, and these events have not been reported by Chinese investigators with clinical experience in using ATO. Nonetheless, vigilant monitoring, particularly during induction, is warranted. Careful attention to electrolyte balance, particularly potassium and magnesium levels, and limiting the concomitant use of other agents known to prolong QT intervals or induce ventricular arrhythmias are strongly recommended. ECG monitoring for QT prolongation is recommended at regular intervals, and the drug should be withheld if the QT interval is greater than 500 msec. Peripheral neuropathy has long been associated with the use of arsenic. Seventeen of the 40 patients treated experienced this reaction. Although several patients had baseline neuropathy related to prior treatment, the incidence of neuropathy was similar to that reported elsewhere.16 This event required the discontinuation of the drug in only one patient. The neuropathic symptoms were generally mild (grade 1) and resolved after the end of ATO treatment. In summary, the results of this study establish ATO as a highly effective therapy for patients with APL despite prior therapy with retinoids and chemotherapy. Moreover, responses have proven to be durable for at least 18 months in over half the patients who achieved CR. ATO is a particularly important advance because few treatment options have been available for patients who experience relapsed disease. Considering the high molecular remission rate, ATO also provides an option for stem-cell collecting and future autologous transplant, which may also be curative in the event of later relapse.26,27 ATO may be associated with potentially serious adverse effects. However, considering the curative potential, the minimal degree of myelosuppression, and the severity of the underlying illness, these risks, which seem readily manageable, seem to be far outweighed by patient benefit.
Supported in part by grant no. CA87441 from the National Cancer Institute, Bethesda, MD, and a grant from the Lymphoma Foundation, and by PolaRx Pharmaceuticals, Inc, New York, NY. We are indebted to Dr Steven Hirshfeld of the Center for Drug Evaluation and Research, Food and Drug Administration, Department of Health and Human Services, Rockville, MD, for his guidance and advice. We thank all the collaborating investigators, research and clinical nurses, and study assistants involved in this trial. In particular, we acknowledge the contributions and assistance of Suzanne Chanel, Carolyn Paradise, Amy Eisenfeld, Peter Maslak, Joseph Jurcic, Ellen Bermin, Mark Weiss, Katherine Cathcart, Mark Heaney, Dan DeAngelo, Ilene Galinsky, Steven Sallan, Susan McKenzie, Raymond Ho, Danielle Camastrata, Monica Kwari, Farah Daftary, Christine Chang, Kristy Watkins, Vicky Soto, Kathleen Dugan, Marge Bluso, Kathleen Shannon-Dorcy, and Lynn Rundhaugen.
S.L.S. is a Mortimer J. Lacher fellow. Presented in part at the Annual Meeting of the American Society of Hematology, San Francisco, CA, December 1-5, 2000.
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