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© 1999 American Society for Clinical Oncology Multicenter, Randomized, Phase III Trial of CD8+ Tumor-Infiltrating Lymphocytes in Combination With Recombinant Interleukin-2 in Metastatic Renal Cell CarcinomaFrom the University of California, Los Angeles, Los Angeles, CA; University of Washington, Seattle, WA; Cleveland Clinic Foundation, Cleveland, OH; and University of Chicago, Chicago, IL. Address reprint requests to Robert A. Figlin, MD, FACP, University of California, Los Angeles School of Medicine, Jonsson Comprehensive Cancer Center, 10945 Le Conte Ave, Suite 2333 PVUB, Box 957059, Los Angeles, CA 90095-7059; email rfiglin{at}med1.medsch.ucla.edu
PURPOSE: To prospectively evaluate in a multicenter randomized trial the antitumor activity of CD8+ tumor-infiltrating lymphocytes (TILs) in combination with low-dose recombinant interleukin-2 (rIL-2), compared with rIL-2 alone, after radical nephrectomy in metastatic renal cell carcinoma patients. PATIENTS AND METHODS: Between December 1994 and March 1997, 178 patients with resectable primary tumors were enrolled at 29 centers in the United States and Europe. Patients underwent total nephrectomy, recovered, and were randomized to receive either CD8+ TILs (5 x 107 to 3 x 1010 cells intravenously, day 1) plus rIL-2 (one to four cycles: 5 x 106 IU/m2 by continuous infusion daily for 4 days per week for 4 weeks) (TIL/rIL-2 group) or placebo cell infusion plus rIL-2 (identical regimen) (rIL-2 control group). Primary tumor specimens were cultured at a central cell-processing center in serum-free medium containing rIL-2 to generate TILs. RESULTS: Of 178 enrolled patients, 160 were randomized (TIL/rIL-2 group, n = 81; rIL-2 control group, n = 79). Twenty randomized patients received no treatment after nephrectomy because of surgical complications (four patients), operative mortality (two patients), or ineligibility for rIL-2 therapy (14 patients). Among 72 patients eligible for TIL/rIL-2 therapy, 33 (41%) received no TIL therapy because of an insufficient number of viable cells. Intent-to-treat analysis demonstrated objective response rates of 9.9% v 11.4% and 1-year survival rates of 55% v 47% in the TIL/rIL-2 and rIL-2 control groups, respectively. The study was terminated early for lack of efficacy as determined by the Data Safety Monitoring Board. CONCLUSION: Treatment with CD8+ TILs did not improve response rate or survival in patients treated with low-dose rIL-2 after nephrectomy.
APPROXIMATELY 30% OF renal cell carcinoma (RCC) patients present with metastatic disease, and 20% to 30% of patients who present with clinically localized disease will develop metastatic disease after radical nephrectomy, yielding a 10-year disease-free survival rate of approximately 50%.1-5 Metastatic renal cell carcinoma (MRCC) is associated with a poor prognosis because it is highly resistant to chemotherapy, hormonal therapy, and radiation therapy. The 5-year survival rate varies from 0% to 20%, depending on cell type and the extent of disease at the time of nephrectomy,4,6 but it is generally less than 2%.7 Clinical studies have demonstrated that high-dose intravenous (IV) bolus recombinant interleukin-2 (rIL-2) (ie, 600,000 to 720,000 IU/kg every 8 hours) can induce durable complete remissions (CRs) in patients with bulky disease and multiple visceral metastases, with objective response rates ranging from 13% to 20%. In patients treated with high-dose rIL-2, 1-year survival rates of approximately 55% and 5-year survival rates of 10% to 20% have been reported.8-11 Comparable response rates and survival have also been observed with regimens of high-dose continuous IV infusion (CIV).12,13 However, a limitation to the administration of high-dose IV rIL-2 is the occurrence of acute toxicity, including hypotension, oliguria, pulmonary edema, and dyspnea, related to capillary leak syndrome. The morbidity associated with high-dose IV rIL-2 regimens has led to the investigation of alternative dosage regimens to determine whether durable CRs can be achieved without significant toxicity. Administration of low-dose rIL-2 by IV bolus, CIV, or subcutaneous (SC) injection either alone or in conjunction with recombinant interferon alfa and/or fluorouracil may have activity in the treatment of MRCC, and these regimens are generally better tolerated.14-18 Moreover, low-dose CIV rIL-2 can produce selective expansion of natural killer cells in vivo with minimal toxicity.19 This has been described as the most physiologic immunotherapeutic strategy to activate the anticancer immune response.20 However, further follow-up is required to determine whether CRs associated with low-dose rIL-2 regimens will be as durable as those achieved with high-dose rIL-2 regimens.17,18,21-23 One strategy to potentially enhance the efficacy of rIL-2 therapy is to combine rIL-2 with adoptive immunotherapy, using lymphokine-activated killer cells or tumor-infiltrating lymphocytes (TILs).12,24,25 TILs are found in high numbers in RCC tumors and can be expanded ex vivo in the presence of rIL-2, yielding predominantly T lymphocytes.26,27 Murine models and clinical studies have suggested that TILs plus rIL-2 may act synergistically to activate the cellular immune response and mediate tumor regression.28-30 In a phase I/II trial at the University of California, Los Angeles, immunotherapy with TILs plus low-dose rIL-2 has produced significant clinical activity in MRCC, with objective response rates of 33% to 35% and 1-year survival rates of 65% to 73%.31,32 In a pilot study involving 55 patients treated with nephrectomy followed by TILs plus low-dose CIV rIL-2 (2 x 106 IU/m2/d), 19 patients (34.6%) responded and five (9%) achieved a CR.32 Moreover, among 23 patients who received CD8+ TILs, the overall response rate was 43.5%. Overall, the median response duration was 14 months, and the actuarial survival rate was 65% at 1 year and 43% at 2 years after radical nephrectomy. On the basis of this encouraging single-institution study, a randomized, multicenter study was conducted to prospectively compare CD8+ TILs plus low-dose rIL-2 (TIL/rIL-2 group) versus low-dose rIL-2 alone (rIL-2 control group). All patients underwent radical nephrectomy, from which tissue was obtained for generating CD8+ TILs. The rationale for selecting CD8+ TILs was based on the promising results of the pilot study and on previous in vitro characterization of TILs, which suggest that the CD8+ subset has the greatest cytotoxic potential against autologous or allogeneic tumor cells.26 The goals of the current study were to investigate the safety, efficacy, and feasibility of CD8+ TIL therapy in conjunction with low-dose CIV rIL-2 in a multi-institutional setting.
Patient Eligibility Eligibility criteria included Eastern Cooperative Oncology Group (ECOG) performance status (PS) of 0 or 1, histologic or radiologic documentation of RCC with the primary tumor suitable for resection, bidimensionally measurable metastatic disease, age 18 years, willingness and ability to undergo surgery, willingness and agreement to use contraception, and informed consent. Exclusion criteria were prior rIL-2 therapy, immunotherapy, immunosuppressive therapy, radiotherapy, or chemotherapy within 4 weeks of screening; significant renal dysfunction (ie, serum creatinine level 2.0 mg/dL), significant hepatic dysfunction (ie, serum total bilirubin level > 1.6 mg/dL, ALT > four times normal, and partial thromboplastin time > 1.5 control); inadequate blood counts (ie, hemoglobin count < 8 g/dL, granulocyte count 1,500 cells/mm3, platelet count < 100,000/mm3); significant cardiovascular disease (ie, heart failure, ischemia, edema, arrhythmia, myocardial infarction, or hypertension); CNS disease; pleural effusions or ascites; active infection; active peptic ulcer disease; antibodies to human immunodeficiency virus, hepatitis B surface antigen, or hepatitis C; only bone or abdominal metastases; prior history of malignancy within the last 5 years other than basal cell carcinoma or cervical carcinoma-in-situ; serum calcium level greater than 12 mg/dL or symptomatic hypercalcemia; use of corticosteroids or calcium channel and beta adrenergic blockers; women who were pregnant and/or nursing; solitary kidney; significant intercurrent illnesses; and New York Heart Association class III or IV.
Study Design
After radical nephrectomy and procurement of
Restaging of measurable disease by computed tomography (CT) scan was performed every 6 weeks. According to tolerance and response to rIL-2 therapy, patients continued treatment to either CR, disease progression, dose-limiting toxicity, or a maximum of four cycles (24 weeks) of therapy. Treatment was withheld in patients with grade 3 toxicity (excluding granulocytopenia) or grade 2 neurocortical and/or cardiac toxicity according to National Cancer Institute Toxicity Criteria. Upon reversal to
Patients received 650 mg of oral acetaminophen for body temperature Patients with documented progressive disease who were previously assigned to the rIL-2 control group and who met the rIL-2 eligibility criteria were eligible for cross-over to the TIL/rIL-2 group.
TIL Preparation
Response Assessment
Statistical Methods The primary efficacy analysis was based on the intent-to-treat (ITT) population. The sample size of 166 patients was estimated based on the results of the pilot phase I/II trial. Using the 90% confidence interval for response from that trial, it was assumed that RCC patients with an ECOG PS of 0 or 1 who received treatment with rIL-2 would have a complete plus partial response rate of approximately 15%, and that patients treated with rIL-2 plus CD8+ TILs would have a complete plus partial response rate of approximately 36%. This trial was powered to detect a difference of this magnitude. Logistic regression analysis was used to evaluate the proportion of patients responding to treatment. Chi-square statistics (alpha = 0.048) were used to evaluate the hypothesis of conditional independence of the treatment group and response, controlling for ECOG PS. Fisher's exact test was used to compare the proportion of responders between the two treatment groups. To evaluate the effect of rIL-2 plus CD8+ TIL therapy on survival, a Cox proportional hazards model was used with treatment group and ECOG PS as variables. If survival and ECOG PS were not statistically significant variables, survival curves were estimated by the Kaplan-Meier method.33
Patient Characteristics and Disposition A total of 178 patients presenting with MRCC were enrolled. After radical nephrectomy, 160 patients were randomized (81 to the TIL/rIL-2 group, 79 to the rIL-2 control group). Eighteen patients (10%) were not randomized because of pathology other than MRCC (transitional cell carcinoma, n = 5; leiomyosarcoma, n = 3; adrenal cortical carcinoma, n = 1; collecting duct carcinoma, n = 2; neuroectodermal tumor, n = 1), insufficient tissue available for resection (n = 5), or unresectable tumor (n = 1) (Fig 1). Twenty patients (12.5%) were randomized but did not receive rIL-2 treatment because of either surgical complications (n = 4), operative mortality (n = 2), or failure to meet eligibility criteria for rIL-2 therapy after nephrectomy (n = 14). Therefore, 72 patients (88.9%) in the TIL/rIL-2 group and 68 patients (86.1%) in the rIL-2 control group received the first cycle of rIL-2 therapy. Only 30 patients (37%) in the TIL/rIL-2 group and 28 patients (35%) in the rIL-2 control group were eligible for a second cycle of therapy. In the majority of cases, treatment was discontinued after the first cycle due to PD; seven patients were removed from study at the end of cycle 1 for reasons other than PD, including intercurrent illness (n = 1), voluntary withdrawal without adverse events (n = 3), unacceptable toxicities (n = 2), and unblinding as a result of mistaken diagnosis of PD (n = 1). Of 81 patients randomized to the TIL/rIL-2 group, 33 patients (41%) did not receive CD8+ TILs due to factors related to cell processing, including inadequate numbers of CD8+ TILs or poor cell viability.
The characteristics of randomized patients in both treatment groups were comparable for age (mean, 55 to 56 years), ECOG PS, time from diagnosis to surgery, postoperative tumor staging, renal vein involvement, and sites of metastases (Table 1). There was, however, a greater proportion of females in the rIL-2 control group (32.9%) compared with the TIL/rIL-2 group (13.6%). In the TIL/rIL-2 group and the rIL-2 control group, renal vein involvement was observed in 25.9% and 29.1% of patients, inferior vena caval extension in 11.1% and 21.5%, lymph node involvement in 39.5% and 36.7%, and multiple organ metastases in 44.4% and 57% of patients, respectively. All patients underwent radical nephrectomy. Bone metastases were not identified as a separate risk category.
Response to Treatment: ITT Analysis
Survival: ITT Analysis
TIL Characteristics
Safety
The total number of deaths in each of the groups was identical (n = 43). PD accounted for the greatest number of deaths in both groups, resulting in 35 of 43 deaths in the TIL/rIL-2 group and 43 of 43 deaths in the rIL-2 control group. The additional eight deaths in the TIL/rIL-2 group were due to cardiac and cardiopulmonary arrests, respiratory failure and arrest, pulmonary embolism, and unknown cause. One death in the rIL-2 control group was due to multiple health problems caused by PD. These deaths were designated by the investigator as not directly related to treatment.
Low-dose rIL-2 regimens continue to be of interest in the treatment of MRCC for their potential to yield meaningful responses with lower toxicity; however, low-dose regimens have not yet been demonstrated to induce durable CRs as effectively as high-dose rIL-2 therapy. In the current study, we treated patients with nephrectomy followed by low-dose CIV rIL-2 with and without CD8+ TILs. Selection of CD8+ TILs was intended to enhance the proportion of cytotoxic cells capable of recognizing major histocompatibility complex class I-restricted target antigens. In vitro studies have demonstrated that TILs cultured for 3 weeks in the presence of rIL-2 are primarily CD3+CD8+ cells and exhibit maximum cytotoxic activity; the proportion of CD8+ cells thereafter declines with a concomitant decrease in their cytolytic potential.26 In the primary ITT analysis, the overall response rate for both groups combined was 10.6%, and the 1-year survival rate was 55% in the TIL/rIL-2 group and 47% in the rIL-2 control group. This multicenter study did not confirm the treatment benefit associated with CD8+ TILs plus rIL-2 compared with rIL-2 therapy alone that was observed in the pilot study.32 Because the response rates in the two groups were comparable, this could be attributed in part to the large proportion of patients (41%) in the TIL/rIL-2 group who did not receive CD8+ TIL therapy because their cell cultures failed to yield sufficient numbers of viable cells. In contrast, 23 (96%) of 24 patients in the pilot study were treated with CD8+ TILs. The technical limitations related to CD8+ TIL processing also resulted in great variability in phenotypic characteristics and cell numbers between TIL preparations (Table 3). The outcome of this trial underscores the challenges associated with the application of TILs in the broader clinical setting. Although some single-institution studies have demonstrated objective tumor regression associated with TIL plus rIL-2 therapy, results have been variable, possibly because of disparity with respect to rIL-2 administration, TIL preparation, or patient selection.24,32,34-37 Further randomized studies are necessary to evaluate the clinical benefit of TIL therapy in combination with standard immunotherapeutic protocols. Such studies must clearly establish the technology and delineate its technical challenges, so that the technology does not become a dependent variable. In practical terms, special care must be applied to standardizing the techniques used for tumor handling and transport, tumor processing to yield single-cell suspensions, and CD8+ TIL expansion, selection, and harvesting. The substantial number of cell culture failures and lack of efficacy based on the data from 80 patients resulted in early termination of the trial. Because of the small number of responders, the relationship between the phenotypic and cytotoxic profile of TIL cultures and the clinical response could not be analyzed. Belldegrun et al28 designed a study to identify predictors of response to TIL/rIL-2 therapy. Although no significant differences between responders and nonresponders were found with respect to the in vitro characteristics of tumor TILs (including phenotype), their study did suggest that clinical response to TIL/rIL-2 therapy may be associated with patients' natural immune status at baseline.28 Many investigators are currently studying different aspects of CD8+ TIL function, which should eventually advance the clinical application of TIL therapy.28,38-40 The results of the current study further underscore the safety of nephrectomy before systemic rIL-2 therapy. Moreover, the high incidence of renal vein involvement, inferior vena caval extension, and multiple organ metastasis in a large proportion of patients enrolled on the current study did not preclude them from undergoing successful nephrectomy. The surgical complication rate was only 5% and, overall, only 12.5% of patients were ineligible for rIL-2 therapy after nephrectomy. Pathologic examination of tumor tissue revealed that 10% of patients entered onto the study had a histology other than RCC. This was indeed surprising, given that histologic or radiologic documentation of RCC was required to meet the eligibility criteria. Therefore, physicians should consider pathologic confirmation of RCC in all patients before preimmunotherapy debulking nephrectomy or immunotherapy followed by debulking nephrectomy. Most investigators agree on the value of palliative nephrectomy in alleviating symptoms such as relentless pain and intractable hemorrhage.41 However, the role of nephrectomy in the management of advanced MRCC remains controversial because of the occurrence of surgical complications and postoperative disease progression, which may preclude subsequent rIL-2 therapy. The proportion of nephrectomized patients who fail to receive planned rIL-2based treatment because of disease progression, deterioration of PS, or perioperative morbidity or mortality generally ranges from 10% to 40%.24,42,43 While this may seem a substantial risk and has led many to advocate initial systemic therapy with the primary tumor in situ, careful selection of patients can reduce this risk to a reasonable level. When patients treated at the University of California, Los Angeles, were carefully selected based on ECOG PS, perioperative complications led to ineligibility for systemic rIL-2 therapy in only 8% to 13% of patients.32,44 Walther et al and Rackley et al have reported similar complication rates (13% and 16%, respectively).42,43 These studies suggest that, based on strict eligibility criteria, nephrectomy does not result in an unacceptable level of rIL-2 treatment ineligibility. A randomized phase III study by the Southwest Oncology Group is currently evaluating the clinical benefit of nephrectomy before systemic immunotherapy and will no doubt help to clarify these issues. In conclusion, therapy with low-dose CIV rIL-2 plus CD8+ TILs has not demonstrated any improvement in response rate or survival compared with low-dose CIV rIL-2 therapy alone, when administered to MRCC patients after radical nephrectomy in this multicenter randomized trial. However, based on the ITT analysis, 1-year survival rates in both treatment groups compared favorably with other published trials, including trials of high-dose IV bolus rIL-2 therapy, although a direct comparison cannot be made based on these data. This trial has further shown that, at the present time, it may not be technically feasible to deliver TIL therapy in the broader clinical setting; however, further refinement of cell-culture techniques may ultimately result in the broader application of this treatment modality.
We acknowledge the significant contributions of the following investigators: Robert P. Whitehead, MD, Texas Tech University Health Sciences Center; Seth Lerner, MD, Baylor College of Medicine; Kim A. Margolin, MD, City of Hope National Medical Center; H. Kim Lyerly, MD, Duke University Medical Center; Robert Flanigan, MD, Loyola University Medical Center; Bruce A. Lowe, MD, Oregon Health Sciences University; Thomas E. Ahlering, MD, University of California, Irvine; L. Michael Glode, MD, University of Colorado Health Sciences Center; Doug Orr, MD, Texas Oncology, PA; Michael O. Koch, MD, Vanderbilt University Medical Center; Gary Spitzer, MD, Latter Day Saints Hospital; Timothy M. Lestingi, MD, Lutheran General Hospital; Judd Moul, MD, and Raymond A. Costabile, MD, Walter Reed Army Medical Center; Michael T. Lotze, MD, University of Pittsburgh Medical Center; John W. Smith II, MD, and David C. Smith, MD, University of Michigan Medical Center; Robert Dreicer, MD, University of Iowa/Hospital and Clinics; Joel Picus, MD, Barnard Cancer Center; Julie A. Ellerhorst, MD, The University of Texas M.D. Anderson Cancer Center; Mark A. Goepel, MD, University of Essen; Gerhard Zöller, MD, University of Göttingen, Medical School; Stephan Peter, MD, Städtische-Kliniken Darmstadt; W. Schultze-Seemann, MD, University Clinics Freiburg; Günter Gastl, MD, Albert-Ludwigs-Universitat Freiburg; Urs E. Studer, MD, University of Berne; Christoph Rochlitz, MD, Kantonsspital Basel; Georg Bartzch, MD, University of Innsbruck; Sylvie Negrier, MD, Centre Léon Berard Lyon; Bernard Escudier, MD, Institut Gustave-Roussy Villejiuf; and Jean Pierre Bergerat, MD, Hopital Civil Strasbourg.
Supported by Rhône-Poulenc Rorer, Collegeville, PA We are grateful to Chiron Therapeutics for providing rIL-2 for these studies.
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