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© 1999 American Society for Clinical Oncology Prognostic Significance of Angiogenesis and Ki-67, p53, and p21 Expression: A Population-Based Endometrial Carcinoma StudyFrom the Department of Pathology, The Gade Institute, and the Department of Gynecology and Obstetrics, Haukeland University Hospital, Bergen, Norway. Address reprint requests to Helga B Salvesen, MD, Department of Human Genetics, The University of Chicago, J.F. Knapp Medical Center, 924 E 57th St, Chicago, IL 60637; email hsalvese@ genetics.uchicago.edu.
PURPOSE: For endometrial carcinoma patients, there is a need for improved identification of high-risk groups that may benefit from postoperative adjuvant therapy. We therefore studied the prognostic impact of markers for cell proliferation, cell-cycle regulation, and angiogenesis among endometrial carcinoma patients in a population-based setting. PATIENTS AND METHODS: All patients diagnosed with endometrial carcinoma between 1981 and 1985 in Hordaland County, Norway, were studied. The median follow-up for the survivors was 11.5 years (range, 8 to 15 years), with no patient lost because of insufficient follow-up information. Paraffin-embedded tumor tissue, available in 96% of the cases (n = 142), was studied immunohistochemically for microvessel density (MVD) and expression of Ki-67, p53, and p21 proteins. We used the hot spot method for calculation of MVD, and expression of Ki-67 and p21 protein, because this approach may increase the probability of detecting small aggressive clones of possible prognostic relevance. The importance of these tumor markers was investigated in univariate survival analyses and Cox regression analysis.
RESULTS: The majority of traditional clinicopathologic variables was significantly associated with the tumor biomarkers. Age, International Federation of Gynecology and Obstetrics (FIGO) stage, histologic type, histologic grade, MVD, as well as Ki-67, p53, and p21 protein expression, all significantly influenced survival in univariate analyses (P CONCLUSION: In addition to age and FIGO stage, MVD, Ki-67, and p53 protein expression showed an independent prognostic impact. Thus, information derived from routine histologic specimens identified a subgroup of high-risk endometrial carcinoma patients in this population-based study.
IN ENDOMETRIAL CARCINOMAS, the prognostic impact of traditional clinicopathologic variables, such as International Federation of Gynecology and Obstetrics (FIGO) stage, histologic type, and histologic grade, is well established.1-5 This information has been used to determine whether hysterectomy alone is likely to be curative. Nevertheless, there is a definite need for more specific prognostic markers to avoid overtreatment of low-risk groups and to ensure that patients with highly aggressive tumors receive adequate postoperative treatment.3,6 Recent advances in molecular biology have shown that malignant tumors may arise from alterations in genes controlling proliferation, apoptosis, angiogenesis, invasion, and metastases.7,8 Immunohistochemical methods have been useful for detecting several biomarkers of possible prognostic importance for a number of cancer types.9-19 Regarding tumor cell proliferation, it is widely accepted that proliferative capacity may influence the clinical course, and hence patient prognosis.11,20 The nuclear Ki-67 antigen, which is expressed in all stages of the cell cycle except G0, may be detected by immunohistochemistry to estimate proliferative activity in tumors.21-23 To detect small aggressive clones of possible prognostic importance, we used the hot spot method according to Weidner et al.11 Angiogenesis is also of crucial importance for tumor growth and development of metastases.24,25 Tumor cells capable of rapid proliferation are thought to be dependent on persistent blood vessels, and the absence of neovascularization would consequently restrict tumor growth.24 Vascularization is likewise considered to permit shedding of cells from a primary tumor to distant body sites, thus facilitating the metastatic process.26 The degree of intratumoral microvessel density (MVD) is thought to reflect the angiogenic activity generated by the neoplastic cells and the supporting stroma,9,27 and because the area of the tumor with the most active neovascularization has been found to be biologically important, we used the hot spot method as previously described.19,28 Over the past few years, it has been shown that p53 has a central role in the regulation of cell-cycle progression by the transcriptional activation of genes such as p21, followed by inhibition of cyclin-dependent kinases.7,8,29 Hence, p21 (also known as WAF1, CIP1, and SDI1) seems to be a critical downstream effector in the p53-specific pathway of growth control, and its inactivation could potentially lead to tumor progression.30,31 It has also been shown that p21 can be downregulated in tumors without p53 alterations, which indicates that additional mechanisms are involved in p21 inactivation.32 Furthermore, p53 has also been implicated in the regulation of angiogenesis.33 The purpose of our study of endometrial carcinoma patients was to evaluate the prognostic significance of certain tumor biomarkers for proliferation (Ki-67), cell-cycle regulation (p53 and p21), and angiogenesis (factor VIII) relative to the information derived from established clinicopathologic variables. To avoid selection bias and to reduce problems with external validity, we examined a 5-year population-based series with complete follow-up.
All patients diagnosed with endometrial carcinoma in Hordaland County, Norway, between 1981 and 1985 were studied. Hordaland County has approximately 400,000 inhabitants, representing approximately 10% of the total Norwegian population. The age-adjusted incidence rate of endometrial cancer in Hordaland was similar to that of the entire Norwegian population for the period studied, and was 13.9 per 100,000 per year in 1983.34 Data on patient characteristics, treatment, and follow-up were collected for all 157 patients diagnosed during this period. The patients were retrospectively staged according to the FIGO 1988 criteria,35 and all microscopic slides were reclassified and graded by one pathologist (L.A.A.) according to World Health Organization criteria.36 Depth of myometrial invasion was recorded as less than or equal to 50% or more than 50% of the myometrial thickness. Six cases were excluded because of a changed diagnosis at reclassification (three cases to mixed mesodermal tumors, one case to leiomyosarcoma, one case to primary adenocarcinoma of the cervix, and one case to a benign lesion). In three cases the diagnosis was based on cytologic examination only, with no histologic specimens available. Of the remaining 148 patients, paraffin blocks were available for further investigations in 142 of the cases (96%). The initial treatment protocol for the period was abdominal hysterectomy and bilateral salpingo-oophorectomy. The pelvic and para-aortic lymph nodes were palpated and biopsied only when considered suspect. Patients who were not eligible for surgical therapy were staged by clinical examinations, curettage results, and chest x-rays. After primary surgery, 116 (82%) of 142 patients had no residual tumor. No patient received preoperative radiation therapy. For patients with myometrial tumor infiltration without distant metastases, postoperative radiation therapy was recommended. However, 27 patients did not receive this adjuvant therapy, mostly because of high age or serious intercurrent disease.
Immunohistochemistry
Ki-67 Staining
Vessel Staining
p53 Staining
p21 Staining In a pilot study of 115 cases (56 belong to the present series), p21 positivity was evaluated by applying the staining index as used for p53 expression. Furthermore, 1,000 tumor cells were randomly counted within the area of the tumor that had the predominant staining pattern. These additional methods were used because p21 has been less studied, and no standard method of registration has been established. However, in terms of identifying the high-risk patients, these two methods were less efficient than the hot spot method, which was used in further studies.
Follow-Up
Statistics
The distribution of traditional clinicopathologic variables, such as patient age, FIGO stage, histologic type, and histologic grade, is shown in Tables 1 and 2. The median age at time of the primary operation was 65 years (range, 37 to 91 years). FIGO stage was significantly correlated with age, histologic type, and histologic grade (Table 1). In univariate survival analysis, age, FIGO stage, depth of myometrial infiltration, histologic type, and histologic grade had a significant impact on survival (Table 2). Postoperative adjuvant treatment did not significantly influence survival rate in univariate analysis, with a 5-year survival rate of 78.2% for patients receiving postoperative radiation therapy (n = 85) compared with 70.7% for the patients who did not get this adjuvant treatment (n = 57; P = .33).
Ki-67 Expression
MVDmean
p53 Expression
p21 Expression
Cox Regression Analysis
The prognostic impact of age, FIGO stage, histologic type, and histologic grade is well established1,3,4,39,40 and was clearly confirmed in this population-based study of endometrial carcinoma patients. However, in our studywhich included tumor biomarkers related to proliferation, cell-cycle regulation, and angiogenesisage and FIGO stage, but not histologic type and grade, had independent prognostic significance. The fact that significant associations were present between the traditional variables and most of the tumor biomarkers may explain this finding. To our knowledge, this is the first population-based study on endometrial carcinomas with information about such biomarkers. Postoperative adjuvant radiation therapy may influence the survival for endometrial carcinoma patients.6 The lack of significant prognostic impact of radiation therapy in our series may be explained by the fact that this is not a randomized study, and the patients were assigned to postoperative radiation therapy according to disease stage. It is therefore difficult to draw conclusions about the potential survival effect of this treatment in our group of patients. In our study, nuclear Ki-67 expression was an independent prognostic factor. Measures of cell proliferation by S phase estimation have previously been found to have a prognostic significance among endometrial carcinoma patients in a convincing number of studies.14,41-46 The major disadvantage of the flow cytometric method is that S phase estimation is difficult to perform on paraffin-embedded tumor tissue in retrospective studies.45,47,48 Furthermore, tissue homogenates contain variable amounts of nonneoplastic and nonepithelial cells that may dilute the findings in subgroups of all cells examined.49 S phase estimation on fresh tumor tissue was not available for all of the cases in the present study. However, we have previously shown that Ki-67 expression in the hot spot area is superior to S phase fraction in terms of identifying the high-risk patients in a prospective study of 115 endometrial carcinoma patients, comparing S phase measurements on fresh tumor tissue with Ki-67 expression in formalin-fixed and paraffin-embedded tumor tissue.50 In contrast, one study of endometrial carcinomas, by Nordström et al,14 showed a prognostic significance of Ki-67 in univariate survival analysis but not in multivariate analysis, where S phase fraction was identified to be the strongest prognostic factor. That study, however, was hospital-based, and the Ki-67 estimates were performed on paraffin-embedded curettage material collected before preoperative radiation therapy, in contrast to our population-based study with more extensive sampling, and sections selected from the most cellular area of the tumor with lowest architectural differentiation. In contrast to the hot spot method applied in our study, Nordström et al estimated the overall average percentage of positive nuclear Ki-67 staining by a semiquantitative scoring system, making the two studies more difficult to compare. The hot spot method, which is similar to the strategy used by Weidner et al,11 might be more sensitive in detecting small aggressive clones of significant prognostic importance. Our finding, that Ki-67 expression was a significant prognostic indicator for endometrial carcinoma patients, is in line with the recent study of Gassel et al,51 in which the immunohistochemical determination of proliferative activity was found to have an independent prognostic influence. In that study, the proportion of positive cells within the area with the most intense staining was used, and this is equivalent to the hot spot method applied in our present study. Ki-67 has also been found to be a significant prognostic indicator of recurrence in a small study using frozen sections and image analysis.52 In another study using fresh tissue and a semiquantitative technique,53 Ki-67 expression was found to be associated with histologic grade, mitotic count, and previous estrogen therapy but not with the stage of disease, in contrast to our findings, where Ki-67 was highly associated with tumor stage. We have previously reported an independent prognostic impact of MVD in a smaller study including 60 endometrial carcinoma patients.19 This finding was recently also reported by Kaku et al.54 In our present series, the importance of angiogenesis was confirmed in a larger, population-based setting, including additional molecular markers for cell proliferation (Ki-67) and cell-cycle regulation (p53 and p21). Thus, both tumor cell proliferation (Ki-67) and angiogenesis seem to be important for the development of aggressive tumors and seem to carry an independent significance for the tumor growth potential. The preliminary use of angiogenesis inhibitors25,55 may further motivate the quantitation of MVD for decisions regarding therapeutic strategies. Mutations of the p53 gene are common in endometrial carcinomas,29,56,57 especially in the serous papillary subtype.58,59 The prognostic influence of increased nuclear p53 protein expression has previously been demonstrated in several studies,12,19,43,57,60-66 some of which could not identify any independent prognostic impact because of strong associations with traditional clinicopathologic factors or DNA ploidy.43,57,61,62 In contrast, other studies have reported an independent prognostic significance of p53 expression,12,60,63,64 even when ploidy results are included in the multivariate analysis.65,66 In the present study, p53 expression influenced prognosis significantly in the Cox regression analysis, adjusted for traditional clinicopathologic variables, Ki-67 expression, and MVD. Black women have previously been found to have a poorer survival rate compared with white women.67 Serous papillary and clear-cell histologic types, as well as an overexpression of the p53 tumor suppressor gene, have been found to be more frequent among black women, which may contribute to the ethnic disparity.68 These studies also suggest that a larger proportion of black women would likely fall into the high-risk group of endometrial carcinoma patients than in our present cohort of white women. A decreased expression of p21 in endometrial carcinomas compared with normal endometrial tissue was recently found,69 and a study of 75 endometrial carcinoma patients reported a tendency toward reduced survival for those without p21 expression, although it did not reach statistical significance.17 In our present study, we found a significantly decreased survival among patients with low p21 expression in univariate analysis. This difference might be because of the larger number of cases in our study compared with that of Ito et al.17 However, it may also be because of different methods for antigen retrieval and estimation of p21 staining. The number of completely negative cases with the hot spot method used in our study was only one of 142, compared with 28 (37%) of 75 in the Ito study. Our finding that nuclear Ki-67 staining, MVD, and p53 expression all had an independent prognostic impact, in addition to age and FIGO stage, in a population-based study of endometrial carcinoma patients implies that these biomarkers could be helpful in identifying high-risk patients who might benefit from postoperative adjuvant treatment. This additional prognostic information is derived from the histologic specimens taken routinely, with no separate sampling or handling techniques required, which makes it easy to apply in a regular clinical setting.
Supported by grants no. D96032 and D94070 from The Norwegian Cancer Society. We thank Grethe Albrektsen, PhD, at the Division for Medical Statistics, University of Bergen, for statistical advice and critical review of the manuscript; Gerd Lillian Hallseth and Bendik Nordanger for excellent technical assistance; and our colleagues for providing details of patients under their care. We also thank the Cancer Registry of Norway for information.
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